Sr. Client Account Associate
Company: CorTalent
Location: Minnetonka
Posted on: May 12, 2022
Job Description:
Our client is looking to hire a Sr. Client Account Associate to
join their team. The Sr. Client Account Associate will interact
with clients on administrative investment matters and helps
maintain positive and effective client relations. This individual
implements, coordinates and monitors clients' investment accounts
under the preview of the Financial Advisor. They are also
responsible for maintaining accurate books, records and policies as
it pertains to the broker dealer policies and procedures. This role
offers an extremely competitive salary and benefits package. Core
Responsibilities
- Assist in onboarding new investment clients and opening
accounts for existing clients.
- Build and maintain strong client relationships which will
include: reviewing client statements, reports and custodial
websites, providing clients with information on existing accounts,
scheduling appointments and reviews with the Financial Advisor,
completing ACH transactions as requested, and Placing trades or
trade requests as directed by the client and/or advisor.
- Demonstrates proficiency in various technology platforms as it
pertains to maintenance of client notes and updating client
profiles within a CRM and Broker Dealer record keeping system.
- Maintain the offices books and records for compliance including
obtaining approvals for advertising material and gathering
information for compliance audits.
- Support positive and effective professional relationships by
assisting colleagues with their workload as needed and providing
training in areas of expertise. Qualifications
- Must have a clean background and be able to pass the broker
dealer background check.
- The ideal candidate will possess a strong operational
background in the Financial Services Industry.
- FINRA Series 7 and 63 or 66 License, MN Life & Health strongly
preferred (or the ability to obtain the license within 90 days of
hire).
- Must have a positive attitude, be a problem solver,
self-starter, a team player, and be committed to providing
exceptional client service.
Keywords: CorTalent, Minnetonka , Sr. Client Account Associate, Other , Minnetonka, Minnesota
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